SEC Rescinds Policy Regarding Denials of Settlements in Enforcement Actions #Banking #FinancialServices

Washington, D.C.--(Newsfile Corp. - May 18, 2026) - The Securities and Exchange Commission today rescinded a policy, codified in Rule 202.5(e) of its informal rules of procedures, stating that when it chooses to settle an enforcement action in which a sanction is imposed, it will not settle unless the defendant or respondent also agrees not to publicly deny the allegations in the complaint or administrative order. Rescinding Rule 202.5(e) aligns the Commission with the overwhelming majority of...


http://dlvr.it/TSc9H9

Comments

Post a Comment

Popular posts from this blog

SEC Investor Advisory Committee to Discuss Exempt Offerings and Accredited Investors at September 21 Meeting #Banking #FinancialServices

Image
Washington, D.C.--(Newsfile Corp. - September 19, 2023) - The Securities and Exchange Commission’s Investor Advisory Committee will hold a public, in-person, meeting on September 21 at 10 a.m. ET at the SEC Headquarters in Washington, D.C. The meeting will also be webcast on the SEC website.The committee will host two panels to discuss:Exempt Offerings under Regulation D Rule 506Accredited InvestorsThe committee will also discuss potential recommendations on Human Capital Management... http://dlvr.it/SwKrf7
Read more

Cleantek Industries Inc. Announces a Twelve-Month Extension of Credit Facility #CTEK.CA #CTEK.V #GLKFF #Investing #OTC #OTCMarkets #OTCStocks #SmallCaps #TSXV #Technology

Image
Calgary, Alberta--(Newsfile Corp. - September 29, 2023) - Cleantek Industries Inc. (TSXV: CTEK) ("Cleantek" or the "Company") is pleased to announce a twelve-month extension of their credit facility with their current Canadian private debt lender. While the size of the term facility remains unchanged at $7,500,000 the revolving line of credit has been increased by $500,000 from a maximum of $2,500,000 to a maximum of $3,000,000 providing the Company access to additional liquidity over the new... http://dlvr.it/Swp6yT
Read more

ASTRA TT Signs Strategic MOU with India's BIS to Accelerate Green Charging Infrastructure Across the Nation #Publishing #Technology

Image
New Delhi, India--(Newsfile Corp. - May 11, 2025) - ASTRA TT, a global leader in smart, eco-friendly charging technologies, has officially entered a strategic partnership with the Bureau of Indian Standards (BIS) to promote the deployment of certified shared charging infrastructure throughout India. This landmark Memorandum of Understanding (MOU) is set to align with India's 2030 Green Development Goals and marks a major milestone in public-private collaboration for sustainable energy... http://dlvr.it/TKhnsp
Read more