SEC Announces Roundtable on Trade-Through Prohibitions #Banking #FinancialServices

Washington, D.C.--(Newsfile Corp. - July 21, 2025) - The Securities and Exchange Commission announced today that it will host a roundtable on September 18, 2025, to discuss trade-through prohibitions in the National Market System (NMS) stock and listed options markets. “Reg NMS and its Rule 611 have not served investors or broker-dealers well, given the market distortion and resulting gamesmanship by those that seek to take advantage of the Reg NMS structure,” said Chairman Paul S. Atkins. “It...


http://dlvr.it/TM2lcY

Comments

Post a Comment

Popular posts from this blog

SEC Investor Advisory Committee to Discuss Exempt Offerings and Accredited Investors at September 21 Meeting #Banking #FinancialServices

Image
Washington, D.C.--(Newsfile Corp. - September 19, 2023) - The Securities and Exchange Commission’s Investor Advisory Committee will hold a public, in-person, meeting on September 21 at 10 a.m. ET at the SEC Headquarters in Washington, D.C. The meeting will also be webcast on the SEC website.The committee will host two panels to discuss:Exempt Offerings under Regulation D Rule 506Accredited InvestorsThe committee will also discuss potential recommendations on Human Capital Management... http://dlvr.it/SwKrf7
Read more

Cleantek Industries Inc. Announces a Twelve-Month Extension of Credit Facility #CTEK.CA #CTEK.V #GLKFF #Investing #OTC #OTCMarkets #OTCStocks #SmallCaps #TSXV #Technology

Image
Calgary, Alberta--(Newsfile Corp. - September 29, 2023) - Cleantek Industries Inc. (TSXV: CTEK) ("Cleantek" or the "Company") is pleased to announce a twelve-month extension of their credit facility with their current Canadian private debt lender. While the size of the term facility remains unchanged at $7,500,000 the revolving line of credit has been increased by $500,000 from a maximum of $2,500,000 to a maximum of $3,000,000 providing the Company access to additional liquidity over the new... http://dlvr.it/Swp6yT
Read more

Hearts Connect along the Silk Road, International Voluntary Service Seminar Held in Nanjing #

Image
Nanjing, China--(Newsfile Corp. - December 26, 2023) - On December 19, the "Hearts Connect along the Silk Road" International Volunteer Service Seminar, organized by the International Volunteer Service Working Committee and hosted by Office of Nanjing Municipal Civic Enhancement Committee, took place in Nanjing, known as the literary hub of the world. Experts, scholars, and youth representatives from international institutions, research institutes, and NGOs in the field of volunteer... http://dlvr.it/T0cP10
Read more