SEC Charges Ken Leech, Former Co-Chief Investment Officer of Western Asset Management Co., with Fraud #Banking #FinancialServices #Cobalt #Metals

Washington, D.C.--(Newsfile Corp. - November 25, 2024) - The Securities and Exchange Commission today announced fraud charges against Stephen Kenneth (“Ken”) Leech, the former co-chief investment officer (CIO) of registered investment adviser Western Asset Management Company LLC or WAMCO, for engaging in a multi-year scheme to allocate favorable trades to certain portfolios, while allocating unfavorable trades to other portfolios, a practice known as cherry-picking.The SEC’s complaint alleges...


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