SEC Charges Connecticut Advisory Firm GlennCap and its Owner with Cherry-Picking #Banking #FinancialServices

Washington, D.C.--(Newsfile Corp. - September 14, 2023) - The Securities and Exchange Commission today announced settled fraud charges against GlennCap LLC, a Connecticut-based investment advisory firm, and its owner, Jonathan Vincent Glenn, for allocating profitable securities trades to favored accounts, including GlennCap’s own accounts and client accounts that paid GlennCap a higher percentage of positive returns in fees, while allocating a disproportionate amount of unprofitable trades to...
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