SEC Adopts Rule Enhancements to Prevent Misleading or Deceptive Investment Fund Names #Banking #FinancialServices

Washington, D.C.--(Newsfile Corp. - September 20, 2023) - The Securities and Exchange Commission today adopted amendments to the Investment Company Act “Names Rule,” which addresses fund names that are likely to mislead investors about a fund’s investments and risks. The amendments modernize and enhance the Names Rule and other names-related regulatory requirements to further the Commission’s investor protection goals and to address developments in the fund industry in the...
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